Aristotle. Aristotle in 23 Volumes, Vol. 20, translated by H. Rackham. Cambridge, MA, Harvard University Press; London, William Heinemann Ltd. 1981.
[1218b] [31]
After this we must take a fresh starting-point and discuss the subjects that follow.
Now all goods are either external or within the spirit, and of these two kinds the latter are preferable, as we class them even in the extraneous discourses.1 For Wisdom and Goodness and Pleasure are in the spirit, and either some or all of these are thought by everybody to be an End. And the contents of the spirit are in two groups, one states or faculties, the other activities and processes.
Let these assumptions, then, be made, and let it be assumed as to Goodness that it is the best disposition or state or faculty of each class of things that have some use or work. [1219a] [1] This is clear from induction, for we posit this in all cases: for instance, there is a goodness that belongs to a coat, for a coat has a particular function and use, and the best state of a coat is its goodness; and similarly with a ship and a house and the rest. So that the same is true also of the spirit, for it has a work of its own. And therefore let us assume that the better the state is the better is the work of that state, and that as states stand in relation to one another so do the works that result from them. And the work of each thing is its End; from this, therefore, it is plain that the work is a greater good than the state, for the End is the best as being an End, since the greatest good is assumed as an End and as the ultimate object for the sake of which all the other things exist. It is clear, therefore, that the work is a greater good than the state and disposition. But the term 'work' has two meanings; for some things have a work that is something different from the employment of them, for instance the work of architecture is a house, not the act of building, that of medicine health, not the process of healing or curing, whereas with other things their work is the process of using them, for instance the work of sight is the act of seeing, that of mathematical science the contemplation of mathematical truths. So it follows that with the things whose work is the employment of them, the act of employing them must be of more value than the state of possessing them.
And these points having been decided in this way, [20] we say that the same work belongs to a thing and to its goodness (although not in the same way): for example, a shoe is the work of the art of shoemaking and of the act of shoemaking; so if there is such a thing as shoemaking goodness and a good shoemaker, their work is a good shoe; and in the same way in the case of the other arts also.
Again, let us grant that the work of the spirit is to cause life, and that being alive is employment and being awake (for sleep is a kind of inactivity and rest); with the consequence that since the work of the spirit and that of its goodness are necessarily one and the same, the work of goodness would be good life. Therefore this is the perfect good, which as we saw is happiness. And it is clear from the assumptions laid down (for we said that happiness is the greatest good and that the Ends or the greatest of goods are in the spirit, but things in the spirit are either a state or an activity) that, since an activity is a better thing than a disposition and the best activity than the best state, and since goodness is the best state, the activity of goodness is the spirit's greatest good. But also we saw that the greatest good is happiness. Therefore happiness is the activity of a good spirit. And since we saw2 that happiness is something perfect, and life is either perfect or imperfect, and the same with goodness (for some goodness is a whole and some a part), but the activity of imperfect things is imperfect, it would follow that happiness is an activity of perfect life in accordance with perfect goodness.
And that our classification and definition of it are correct is evidenced by opinions that we all hold. [1219b] [1] For we think that to do well and live well are the same as to be happy; but each of these, both life and action, is employment and activity, inasmuch as active life involves employing things—the coppersmith makes a bridle, but the horseman uses it. There is also the evidence of the opinion that a person is not happy for one day only,3 and that a child is not happy, nor any period of life4(hence also Solon's advice holds good, not to call a man happy while he is alive, but only when he has reached the end), for nothing incomplete is happy, since it is not a whole. And again, there are the praises given to goodness on account of its deeds, and panegyrics describing deeds (and it is the victorious who are given wreaths, not those who are capable of winning but do not win); and there is the fact that we judge a man's character from his actions. Also why is happiness not praised? It is because it is on account of it that the other things are praised, either by being placed in relation to it or as being parts of it. Hence felicitation, praise and panegyric are different things: panegyric is a recital of a particular exploit, praise a statement of a man's general distinction, felicitation is bestowed on an end achieved. From these considerations light is also thrown on the question sometimes raised—what is the precise reason why the virtuous are for half their lives no better than the base, since all men are alike when asleep? [20] The reason is that sleep is inaction of the spirit, not an activity. Hence the goodness of any other part of the spirit, for instance the nutritive, is not a portion of goodness as a whole, just as also goodness of the body is not; for the nutritive part functions more actively in sleep, where as the sensory and appetitive parts are ineffective in sleep. But even the imaginations of the virtuous, so far as the imaginative faculty participates in any mode of motion, are better than those of the base, provided they are not perverted by disease or mutilation.
Next we must study the spirit; for goodness is a property of the spirit, it is not accidental. And since it is human goodness that we are investigating, let us begin by positing that the spirit has two parts that partake of reason, but that they do not both partake of reason in the same manner, but one of them by having by nature the capacity to give orders, and the other to obey and listen (let us leave out any part that is irrational in another way5). And it makes no difference whether the spirit is divisible or is undivided yet possessed of different capacities, namely those mentioned, just as the concave and convex sides in a curve are inseparable, and the straightness and whiteness in a straight white line, although a straight thing is not white except accidentally and not by its own essence. And we have also abstracted any other part of the spirit that there may be, for instance the factor of growth; for the parts that we have mentioned are the special properties of the human spirit, and hence the excellences of the part dealing with nutrition and growth are not the special property of a man, for necessarily, if considered as a man, he must possess a reasoning faculty for a principle and with a view to conduct, [1220a] [1] and the reasoning faculty is a principle controlling not reasoning but appetite and passions; therefore he must necessarily possess those parts. And just as a good constitution consists of the separate excellences of the parts of the body, so also the goodness of the spirit, as being an End, is composed of the separate virtues.
And goodness has two forms, moral virtue and intellectual excellence; for we praise not only the just but also the intelligent and the wise. For we assumed6 that what is praiseworthy is either goodness or its work, and these are not activities but possess activities. And since the intellectual excellences involve reason, these forms of goodness belong to the rational part, which as having reason is in command of the spirit; whereas the moral virtues belong to the part that is irrational but by nature capable of following the rational—for in stating a man's moral qualities we do not say that he is wise or clever but that he is gentle or rash.
After this we must first consider Moral Goodness—its essence and the nature of its divisions (for that is the subject now arrived at), and the means by which it is produced. Our method of inquiry then must be that employed by all people in other matters when they have something in hand to start with—we must endeavor by means of statements that are true but not clearly expressed to arrive at a result that is both true and clear. For our present state is as if we knew that health is the best disposition of the body and that Coriscus7 is the darkest man in the market-place; [20] for that is not to know what health is and who Coriscus is, but nevertheless to be in that state is a help towards knowing each of these things.— Then let it first be taken as granted that the best disposition is produced by the best means, and that the best actions in each department of conduct result from the excellences belonging to each department—for example, it is the best exercises and food that produce a good condition of body, and a good condition of body enables men to do the best work; further, that every disposition is both produced and destroyed by the same things applied in a certain manner, for example health by food and exercises and climate; these points are clear from induction. Therefore goodness too is the sort of disposition that is created by the best movements in the spirit and is also the source of the production of the spirit's best actions and emotions; and it is in one way produced and in another way destroyed by the same things, and its employment of the things that cause both its increase and its destruction is directed towards the things towards which it creates the best disposition. And this is indicated by the fact that both goodness and badness have to do with things pleasant and painful; for punishments, which are medicines, and which as is the case with other cures8 operate by means of opposites, operate by means of pleasures and pains.
It is clear, therefore, that Moral Goodness has to do with pleasures and pains. And since moral character is, [1220b] [1] as even its name implies that it has its growth from habit,9 and by our often moving in a certain way a habit not innate in us is finally trained to be operative in that way (which we do not observe in inanimate objects, for not even if you throw a stone upwards ten thousand times will it ever rise upward unless under the operation of force)—let moral character then be defined as a quality of the spirit in accordance with governing reason that is capable of following the reason. We have then to say what is the part of the spirit in respect of which our moral characters are of a certain quality. And it will be in respect of our faculties for emotions according to which people are termed liable to some emotion, and also of the states of character according to which people receive certain designations in respect of the emotions, because of their experiencing or being exempt from some form of emotion.
After this comes the classification, made in previous discussions,10 of the modes of emotion, the faculties and the states of character. By emotions I mean such things as anger, fear, shame, desire, and generally those experiences that are in themselves usually accompanied by sensory pleasure or pain. And to these there is no quality corresponding [but they are passive].11 But quality corresponds to the faculties: by faculties I mean the properties acting by which persons are designated by the names of the various emotions, for instance choleric, insensitive, erotic, bashful, shameless. States of character are the states that cause the emotions to be present either rationally or the opposite: [20] for example courage, sobriety of mind, cowardice, profligacy.
These distinctions having been established, it must be grasped that in every continuum that is divisible there is excess and deficiency and a mean, and these either in relation to one another or in relation to us, for instance in gymnastics or medicine or architecture or navigation, and in any practical pursuit of whatever sort, both scientific and unscientific, both technical and untechnical; for motion is a continuum, and conduct is a motion. And in all things the mean in relation to us is the best, for that is as knowledge and reason bid. And everywhere this also produces the best state. This is proved by induction and reason: contraries are mutually destructive, and extremes are contrary both to each other and to the mean, as the mean is either extreme in relation to the other—for example the equal is greater than the less and less than the greater. Hence moral goodness must be concerned with certain means and must be a middle state. We must, therefore, ascertain what sort of middle state is goodness and with what sort of means it is concerned. Let each then be taken by way of illustration and studied with the help of the schedule:
Irascibility | Spiritlessness12 | Gentleness |
Rashness | Cowardice | Courage |
[1221a] [1]
Shamelessness | Diffidence | Modesty |
Profligacy | Insensitiveness | Temperance |
Envy (nameless13) | Righteous | Indignation |
Profit | Loss | The Just |
Prodigality | Meanness | Liberality |
Boastfulness | Self-depreciation | Sincerity14 |
Flattery | Surliness | Friendliness |
Subservience | Stubbornness | Dignity |
Luxuriousness | Endurance15 | Hardiness |
Vanity | Smallness of Spirit | Greatness of Spirit |
Extravagance | Shabbiness | Magnificence |
Rascality | Simpleness | Wisdom. |
These and such as these are the emotions that the spirit experiences, and they are all designated from being either excessive or defective. The man that gets angry more and more quickly and with more people than he ought is irascible, he that in respect of persons and occasions and manner is deficient in anger is insensitive; the man that is not afraid of things of which he ought to be afraid, nor when nor as he ought, is rash, he that is afraid of things of which he ought not to be afraid, and when and as he ought not to be, is cowardly.16 [20] Similarly also one that is a prey to his desires and that exceeds in everything possible is profligate, and one that is deficient and does not desire even to a proper degree and in a natural way, but is as devoid of feeling as a stone, is insensitive.17 The man that seeks gain from every source is a profiteer, and he that seeks gain if not from no source, yet from few, is a waster.18 He that pretends to have more possessions than he really has is a boaster, and he that pretends to have fewer is a self-depreciator. One that joins in approval more than is fitting is a flatterer, one that does so less than is fitting is surly. To be too complaisant is subservience; to be complaisant seldom and reluctantly is stubbornness. Again, the man that endures no pain, not even if it is good for him, is luxurious; one that can endure all pain alike is strictly speaking nameless, but by metaphor he is called hard, patient or enduring. He that rates himself too high is vain, he that rates himself too low, small-spirited. Again, he that exceeds in all expenditure is prodigal, he that falls short in all, mean. Similarly the shabby man and the swaggerer—the latter exceeds what is fitting and the former falls below it. The rascal grasps profit by every means and from every source, the simpleton does not make profit even from the proper sources. Envy consists in being annoyed at prosperity more often than one ought to be, for the envious are annoyed by the prosperity even of those who deserve to prosper; the opposite character is less definitely named, [1221b] [1] but it is the man that goes too far in not being annoyed even at the prosperity of the undeserving, and is easy going, as gluttons are in regard to food, whereas his opposite is difficult-tempered in respect of jealousy.— It is superfluous to state in the definition that the specified relation to each thing must not be accidental; no science whether theoretical or productive makes this addition to the definition either in discourse or in practice, but this addition is aimed against the logical quibbling of the sciences. Let us then accept these simple definitions, and let us make them more precise when we are speaking about the opposite dispositions.19 But these modes of emotion themselves are divided into species designated according to their difference in respect of time or intensity or in regard to one of the objects that cause the emotions. I mean for instance that a man is called quick-tempered from feeling the emotion of anger sooner than he ought, harsh and passionate from feeling it more than he ought, bitter from having a tendency to cherish his anger, violent and abusive owing to the acts of retaliation to which his anger gives rise. Men are called gourmands or gluttons and drunkards from having an irrational liability to indulgence in one or the other sort of nutriment.
But it must not be ignored that some of the vices mentioned cannot be classed under the heading of manner, if manner is taken to be feeling the emotion to excess. [20] For example, a man is not an adulterer because he exceeds in intercourse with married women, for 'excess' does not apply here, but adultery merely in itself is a vice, since the term denoting the passion implicitly denotes that the man is vicious20; and similarly with outrage. Hence men dispute the charge, and admit intercourse but deny adultery on the ground of having acted in ignorance or under compulsion, or admit striking a blow but deny committing an outrage; and similarly in meeting the other charges of the same kind.
These points having been taken, we must next say that since the spirit has two parts, and the virtues are divided between them, one set being those of the rational part, intellectual virtues, whose work is truth, whether about the nature of a thing or about its mode of production, while the other set belongs to the part that is irrational but possesses appetition (for if the spirit is divided into parts, not any and every part possesses appetition), it therefore follows that the moral character is vicious or virtuous by reason of pursuing or avoiding certain pleasures and pains. This is clear from the classification21 of the emotions, faculties and states of character. For the faculties and the states are concerned with the modes of emotion, and the emotions are distinguished by pain and pleasure; so that it follows from these considerations as well as from the positions already laid down that all moral goodness is concerned with pleasures and pains. For our state of character is related to and concerned with such things as have the property of making every person's spirit worse and better. [1222a] [1] But we say that men are wicked owing to pleasures and pains, through pursuing and avoiding the wrong ones or in the wrong way. Hence all men readily define the virtues as insensitiveness or tranquillity in regard to pleasures and pains, and the vices by the opposite qualities.
But since it has been assumed22 that goodness is a state of character of a sort that causes men to be capable of doing the best actions and gives them the best disposition in regard to the greatest good, and the best and greatest good is that which is in accordance with right principle, and this is the mean between excess and deficiency relative to ourselves, it would necessarily follow that moral goodness corresponds with each particular middle state and is concerned with certain mean points in pleasures and pains and pleasant and painful things. And this middle state will sometimes be in pleasures (for even in these there is excess and deficiency), sometimes in pains, sometimes in both. For he that exceeds in feeling delight exceeds in the pleasant, and he that exceeds in feeling pain exceeds in the opposite—and this whether his feelings are excessive absolutely or excessive in relation to some standard, for instance are felt more than ordinary men feel them; whereas the good man feels in the proper way.— And since there is a certain state of character which results in its possessor's being in one instance such as to accept an excess and in another such as to accept a deficiency of the same thing, [20] it follows that as these actions are contrary to each other and to the mean, so also the states of character that cause them are contrary to each other and to virtue.
It comes about, however, that sometimes all the oppositions are more evident, sometimes those on the side of excess, in some cases those on the side of deficiency. The cause of this contrariety is that the resemblance does not always reach the same point of inequality in regard to the middle, but sometimes it may pass over more quickly from the excess, sometimes from the deficiency, to the middle state, the person farther removed from which seems to be more contrary: for instance, with regard to the body excess is more healthy and nearer the middle than deficiency in the case of exercises but deficiency than excess in the case of food. Consequently the states of will favorable to athletic training will be variously favorable to health according to the two different fields of choice—in the one case23 the over-energetic men <will be nearer the mean than the slack ones>, in the other24 the too hardy <will be nearer the mean than the self-indulgent ones>; and also the character contrary to the moderate and rational will be in the one case the slack and not both the slack and the over-energetic, and in the other case the self-indulgent and not the man who goes hungry. And this comes about because from the start our nature does not diverge from the mean in the same way as regards everything, but in energy we are deficient and in self-indulgence excessive, and this is also the same with regard the spirit. And we class as contrary to the mean the disposition to which we, and most men, are more liable to err; whereas the other passes unnoticed as if non-existent, because its rarity makes it not observed. For instance we count anger the contrary of gentleness and the passionate man the contrary of the gentle; [1222b] [1] yet there is also excess in the direction of being gentle and placable and not being angry when struck, but men of that sort are few, and everyone is more prone to the other extreme; on which account moreover a passionate temper is not a characteristic of a toady.25
And since we have dealt with the scheme of states of character in respect of the various emotions in which there are excesses and deficiencies, and of the opposite states in accordance with which men are disposed in accordance with right principle (though the question what is the right principle and what rule is to guide us in defining the mean must be considered later26), it is evident that all the forms of moral goodness and badness have to do with excesses and deficiencies of pleasures and pains, and that pleasures and pains result from the states of character and modes of emotion mentioned. But then the best state in relation to each class of thing is the middle state. It is clear, therefore, that the virtues will be either all or some of these middle states.
Let us, therefore, take another starting-point for the ensuing inquiry.27 Now all essences are by nature first principles of a certain kind, owing to which each is able to generate many things of the same sort as itself, for example a man engenders men, and in general an animal animals, and a plant plants. And in addition to this, obviously man alone among animals initiates certain conduct— [20] for we should not ascribe conduct to any of the others. And the first principles of that sort, which are the first source of motions, are called first principles in the strict sense, and most rightly those that have necessary results; doubtless God is a ruling principle that acts in this way. But the strict sense of 'first principle' is not found in first principles incapable of movement, for example those of mathematics, although the term is indeed used of them by analogy, for in mathematics if the first principle were changed virtually all the things proved from it would change, though they do not change owing to themselves, one being destroyed by the other, except by destroying the assumption and thereby establishing a proof.28 But man is a first principle of a certain motion, for action is motion. And since as in other matters the first principle is a cause of the things that exist or come into existence because of it, we must think as we do in the case of demonstrations. For example, if as the angles of a triangle are together equal to two right angles the angles of a quadrilateral are necessarily equal to four right angles, that the angles of a triangle are equal to two right angles is clearly the cause of that fact; and supposing a triangle were to change, a quadrilateral would necessarily change too—for example if the angles of a triangle became equal to three right angles, the angles of a quadrilateral would become equal to six right angles, or if four, eight; also if a triangle does not change but is as described, a quadrilateral too must of necessity be as described.
The necessity of what we are arguing is clear from Analytics29; at present we cannot either deny or affirm anything definitely except just this. Supposing there were no further cause of the triangle's having the property stated, then the triangle would be a sort of first principle or cause of the later stages. Hence if in fact there are among existing things some that admit of the opposite state, their first principles also must necessarily have the same quality; [1223a] [1] for of things that are of necessity the result is necessary, albeit the subsequent stages may possibly happen in the opposite way. And the things that depend on men themselves in many cases belong to this class of variables, and men are themselves the first principle of things of this sort. Hence it is clear that all the actions of which a man is the first principle and controller may either happen or not happen, and that it depends on himself for them to happen or not, as he controls their existence or non-existence. But of things which it depends on him to do or not to do he is himself the cause, and what he is the cause of depends on himself. And since goodness and badness and the actions that spring from them are in some cases praiseworthy and in other cases blameworthy (for praise and blame are not given to things that we possess from necessity or fortune or nature but to things of which we ourselves are the cause, since for things of which another person is the cause, that person has the blame and the praise), it is clear that both goodness and badness have to do with things where a man is himself the cause and origin of his actions. We must, then, ascertain what is the kind of actions of which a man is himself the cause and origin. Now we all agree that each man is the cause of all those acts that are voluntary and purposive for him individually, and that he is not himself the cause of those that are involuntary. And clearly he commits voluntarily all the acts that he commits purposely. It is clear, then, [20] that both goodness and badness will be in the class of things voluntary.
We must, therefore, ascertain what voluntary and involuntary mean, and what is purposive choice, since they enter into the definition of goodness and badness. And first we must consider the meaning of voluntary and involuntary. Now they would seem to refer to one of three things—conformity with appetition, or with purposive choice, or with thought: voluntary is what conforms with one of these and involuntary is what contravenes one of them. But moreover there are three subdivisions of appetition—wish, passion and desire; so that we have to distinguish these. And first we must consider conformity with desire.
It would seem that everything that conforms with desire is voluntary. For everything involuntary seems to be forced, and what is forced and everything that people do or suffer under necessity is painful, as indeed Evenus says: “ For all necessity doth cause distress— ” Evenus of Paros = Theog. 472 30 so that if a thing is painful it is forced and if a thing is forced it is painful; but everything contrary to desire is painful (for desire is for what is pleasant), so that it is forced and involuntary. Therefore what conforms with desire is voluntary, for things contrary to and things in conformity with desire are opposite to one another. Again, all wickedness makes a man more unrighteous, and lack of self-control seems to be wickedness; and the uncontrolled man is the sort of man to act in conformity with desire contrary to calculation, and he shows his lack of control when his conduct is guided by desire; [1223b] [1] so that the uncontrolled man will act unrighteously by acting in conformity with desire. But unrighteous action is voluntary.31 Therefore he will be acting voluntarily, and action guided by desire is voluntary. Indeed it would be strange if those who become uncontrolled will be more righteous.32— From these considerations, then, it would appear that what is in conformity with desire is voluntary; and from this the opposite33 follows, for all that a man does voluntarily he wishes to do, and what he wishes to do he does voluntarily, but nobody wishes what he thinks to be bad. But yet the uncontrolled man does not do what he wishes, for being uncontrolled means acting against what one thinks to be best owing to desire; hence it will come about that the same person is acting voluntarily and involuntarily at the same time. But this is impossible. And further, the self-controlled man will act righteously, or more righteously than lack of control will; for self-control is goodness, and goodness makes men more righteous. And a man exercises self-control when he acts against his desire in conformity with rational calculation. So that if righteous action is voluntary, as also unrighteous action (for both of these seem to be voluntary, and if one of them is voluntary it follows of necessity that the other is also), whereas what is contrary to desire is involuntary, it therefore follows that the same person will do the same action voluntarily and involuntarily at the same time.
The same argument applies also in the case of passion; [20] for there appear to be control and lack of control of passion as well as of desire and what is contrary to passion is painful and restraint is a matter of force, so that if what is forced is involuntary, what is in accordance with passion will always be voluntary. Even Heracleitus34 seems to have in view the strength of passion when he remarks that the checking of passion is painful; for 'It is difficult (he says) to do battle with passion, for it buys its wish at the price of life.' And if it is impossible to do the same act voluntarily and involuntarily at the same time and in respect of the same part of the act, action guided by one's wish is more voluntary than action guided by desire or passion. And a proof of this is that we do many things voluntarily without anger or desire.
It remains, therefore, to consider whether acting as we wish and acting voluntarily are the same. This also seems impossible. For it is a fundamental assumption with us, and a general opinion, that wickedness makes men more unrighteous; and lack of self-control seems to be a sort of wickedness. But from the hypothesis that acting as we wish and acting voluntarily are the same the opposite will result; for nobody wishes things that he thinks to be bad, yet he does them when he has become uncontrolled, so if to do injustice is voluntary and the voluntary is what is in accordance with one's wish, then when a man has become uncontrolled he will no longer be acting unjustly but will be more just than he was before he lost control of himself. But this is impossible. Therefore it is clear that acting voluntarily does not mean acting in accordance with appetition nor acting involuntarily acting in opposition to appetition.
Also it is clear from the following considerations that voluntary action does not mean acting in accordance with purposive choice. It was proved35 that acting in accordance with one's wish is not acting involuntarily, [1224a] [1] but rather everything that one wishes is also voluntary—it has only been proved that it is possible to do a thing voluntarily without wishing; but many things that we wish we do suddenly, whereas nobody makes a purposive choice suddenly.
But if as we said36 the voluntary must necessarily be one of three things—what is in conformity with appetition, or with purposive choice, or with thought—, and if it is not the two former, it remains that voluntariness consists in acting with some kind of thought. Moreover, let us put a conclusion to our delimitation of the voluntary and involuntary by carrying the thought argument a little further. Acting under compulsion and not under compulsion seem to be terms akin to the ones mentioned; for we say that everything forced is involuntary and everything involuntary is forced. So we must first consider the exact meaning of 'forced,' and how what is forced is related to the voluntary and involuntary. It seems, then, that in the sphere of conduct 'forced' or 'necessary,' and force or necessity, are the opposite of 'voluntary,' and of persuasion. And we employ the terms force and necessity in a general sense even in the case of inanimate objects: we say that a stone travels upwards and fire downwards by force and under necessity, whereas when they travel according to their natural and intrinsic impulse we say that they do not move under force—although nevertheless they are not spoken of as moving voluntarily: [20] the state opposite to forced motion has no name, but when they travel contrary to their natural impulse we say that they move by force. Similarly also in the case of living things and of animals, we see many being acted on by force, and also acting under force when something moves them from outside, contrary to the impulse within the thing itself. In inanimate things the moving principle is simple, but in living things it is multiple, for appetition and rational principle are not always in harmony. Hence whereas in the case of the other animals the factor of force is simple, as it is in the case of inanimate objects, for animals do not possess rational principle and appetition in opposition to it, but live by their appetition, in man both forms of force are present—that is, at a certain age, the age to which we attribute action37 in the proper sense; for we do not speak of a child as acting, any more than a wild animal, but only a person who has attained to acting by rational calculation. So what is forced always seems to be painful, and no one acting under force acts gladly. Consequently there is a great deal of dispute about the self-controlled man and the uncontrolled. For each of them acts under a conflict of impulses within him, so that the self-controlled man, they say, acts under force in dragging himself away from the pleasures that he covets (for he feels pain in dragging himself away against the resistance of appetition), while the uncontrolled man acts under force in going contrary to his rational faculty. But he seems to feel less pain, because desire is for what is pleasant, and he follows his desire; so that the uncontrolled man rather acts voluntarily and not under force, because not painfully. On the other hand persuasion is thought to be the opposite of force and necessity; and the self-controlled man is led towards things that he has been persuaded to pursue, and proceeds not under force but voluntarily; [1224b] [1] whereas desire leads a man on without employing persuasion, since it possesses no element of rational principle. It has, then, been stated that these men only seem to act under force and involuntarily; and we have shown the reason—it is because their action has a certain resemblance to forced action, just as we speak of forced action even in the case of inanimate objects too. Yet nevertheless if one added there also the addition made in our definition, the statement is refuted. For we speak of a thing as being forced to act when something external moves it or brings it to rest, acting against the impulse within the thing itself—when there is no external motive, we do not say that it acts under force; and in the uncontrolled man and the self-controlled it is the impulse present in the man himself that drives him (for he has both impulses), so that as far as these considerations go neither of them would be acting under force, but voluntarily; nor yet are they acting of necessity, for by necessity we mean an external principle that either checks or moves a man in opposition to his impulse—as if A were to take hold of B's hand and with it strike C, B's will and desire both resisting; whereas when the source of action is from within, we do not speak of the act as done under force. Again, both pleasure and pain are present in both cases; for a man exercising self-control both feels pain when he finally acts in opposition to his desire and enjoys the pleasure of hoping that he will be benefited later on, or is even being benefited already, by being in good health; [20] and the uncontrolled man enjoys getting what he desires owing to his lack of self-control, but feels prospective pain because he thinks he is doing a bad thing. Hence it is reasonable to say that each does what he does under compulsion, and that each is at one point acting involuntarily, from motives both of appetition and of rational calculation—for calculation and appetition are things quite separate, and each is pushed aside by the other. Hence men transfer this to the spirit as a whole, because they see something of this sort in the experiences of the spirit. Now it is admissible to say this in the case of the parts, but the spirit as a whole both in the uncontrolled and in the self-controlled man acts voluntarily, and in neither case does the man act under compulsion, but one of the parts in them so acts—for we possess by nature both parts; since rational principle is a natural property, because it will be present in us if our growth is allowed and not stunted, and also desire is natural, because it accompanies and is present in us from birth; and these are pretty nearly the two things by which we define the natural—it is what accompanies everybody as soon as he is born, or else what comes to us if development is allowed to go on regularly, for example grey hair, old age, etc. Therefore each of the two persons in a way acts not in accordance with nature, but absolutely each does act according to nature, though not according to the same nature. The difficulties, then, raised about the uncontrolled and the self-controlled man are these: do both, or does one of them, act under compulsion, so that they either act not voluntarily or else voluntarily and under compulsion at the same time—and if what is done under compulsion is involuntary, act voluntarily and involuntarily at the same time? And it is fairly clear from what has been said how these difficulties are to be met. [1225a] [1]
But there is another way in which people are said to act under compulsion and of necessity without disagreement between rational principle and appetition, when they do something that they consider actually painful and bad but they are faced by flogging or imprisonment or execution if they do not do it; for in these cases they say that they are acting under necessity. Possibly, however, this is not the case, but they all do the actual deeds willingly, since it is open to them not to do them but to endure the penalty threatened. Moreover, perhaps someone might say that in some cases these actions are done of necessity and in others not. For in cases where the presence or absence of such circumstances depends on the agent himself,38 even the actions that he does without wishing to do them he does willingly and not under compulsion; but where in such cases the circumstances do not rest with himself, he acts under compulsion in a sense, though not indeed under compulsion absolutely, because he does not definitely choose the actual thing that he does but the object for which he does it; since even in the objects of action there is a certain difference. For if someone were to kill a man to prevent his catching him by groping for him,39 it would be ridiculous for him to say that he had done it under compulsion and of necessity—there must be some greater and more painful evil that he will suffer if he does not do it. It is when a man does something evil for the sake of something good, or for deliverance from another evil, that he will be acting under necessity and by compulsion, or at all events not by nature; and then he will really be acting unwillingly, for these actions do not rest with himself. [20] On this account many reckon even love as involuntary, and some forms of anger, and natural impulses, because their power is even beyond nature; and we pardon them as naturally capable of constraining nature. And it would be thought that a man is acting more under compulsion and involuntarily when his object is to avoid violent pain than when it is to avoid mild pain, and in general more when his object is the avoidance of pain than when it is to gain enjoyment. For what rests with himself—and it wholly turns on this—means what his nature is able to bear; what his nature is not able to bear and what is not a matter of his own natural appetition or calculation does not rest with himself. On this account also in the case of persons who are inspired and utter prophecies, although they perform an act of thought, nevertheless we do not say that saying what they said and doing what they did rested with themselves. Nor yet do we say that what men do because of desire rests with themselves; so that some thoughts and emotions, or the actions that are guided by such thoughts and calculations, do not rest with ourselves, but it is as Philolaus40 said—'some arguments are too strong for us.' Hence if it was necessary to consider the voluntary and involuntary with reference also to acting under compulsion, let this be our decision of the matter (for those who cause most hindrance . . . the voluntary . . .41 as acting under compulsion, but voluntarily).
Now that this is concluded, and as the voluntary has been found not to be defined by appetition, nor yet by purposive choice, it therefore remains to define it as that which is in accordance with thought. [1225b] [1] Now the voluntary seems to be the opposite of the involuntary; and acting with knowledge of either the person acted on or the instrument or the result (for sometimes the agent knows that it is his father but does not intend to kill him but to save him—as the Peliads42 did—or knows that what he is offering is a drink but offers it as a love-charm or wine, when really it is hemlock) seems to be the opposite of acting without knowing the person acted on, the instrument and the nature of the act, through ignorance and not by accident. But to act through ignorance of the act, the means and the person acted on is involuntary action. Therefore the opposite is voluntary. It follows then that all the things that a man does not in ignorance, and through his own agency, when it is in his power not to do them, are voluntary acts, and it is in this that the voluntary consists; and all the things that he does in ignorance, and through being in ignorance, he does involuntarily. But since to understand or know has two meanings, one being to have the knowledge and the other to use it, a man who has knowledge but is not using it would in one case be justly described as acting in ignorance but in another case unjustly— namely, if his non-employment of the knowledge were due to carelessness. And similarly one would be blamed for not having the knowledge, if it were something that was easy or necessary and his not having it is due to carelessness or pleasure or pain. These points therefore must be added to our definition. Let this, then, be our mode of definition43 about the voluntary and involuntary.
Next let us speak about purposive choice,44 first raising various difficulties about it. [20] For one might doubt to which class it naturally belongs and in what class it ought to be put, and whether the voluntary and the purposely chosen are different things or the same thing. And a view specially put forward from some quarters, which on inquiry may seem correct, is that purposive choice is one of two things, either opinion or appetition; for both are seen to accompany it. Now it is evident that it is not appetition; for in that case it would be either wish or desire or passion, since nobody wants to get a thing without having experienced one of those feelings. Now even animals possess passion and desire, but they do not have purposive choice. And again, beings that possess both of these often make choices even without passion and desire; and while they are experiencing these feelings do not make a choice but hold out. Again, desire and passion are always accompanied by pain, but we often make a choice even without pain. But moreover purposive choice is not the same as wish either; for men wish for some things that they know to be impossible, for instance to be king of all mankind and to be immortal, but nobody purposively chooses a thing knowing it to be impossible, nor in general a thing that, though possible, he does not think in his own power to do or not to do. So that this much is clear—a thing purposively chosen must necessarily be something that rests with oneself. [1226a] [1] And similarly it is manifest that purposive choice is not opinion either, nor something that one simply thinks; for we saw45 that a thing chosen is something in one's own power, but we have opinions as to many things that do not depend on us, for instance that the diagonal of a square is incommensurable46 with the side; and again, choice is not true or false. Nor yet is purposive choice an opinion about practicable things within one's own power that makes us think that we ought to do or not to do something; but this characteristic is common to opinion and to wish. For no one purposively chooses any End, but the means to his End—I mean for instance no one chooses to be healthy, but to take a walk or sit down for the sake of being healthy, no one chooses to be well off, but to go into business or to speculate for the sake of being well off; and generally, one who makes a choice always makes it clear both what his choice is and what its object is, 'object' meaning that for the sake of which he chooses something else and 'choice' meaning that which he chooses for the sake of something else. Whereas clearly it is specially an End that a man wishes, and the feeling that he ought to be healthy and prosperous is an opinion. So these considerations make it clear that purposive choice is different from both opinion and wish. Forming wishes and forming opinions apply specially to one's End; purposive choice is not of Ends.
It is clear, then, that purposive choice is not either wish or opinion or judgement simply; but in what does it differ from them? and how is it related to the voluntary? [20] To answer these questions will make it clear what purposive choice is. Now of things that can both be and not be, some are such that it is possible to deliberate about them, but about others it is not possible. Some things can either be or not be but their coming into being does not rest with us, but in some cases is due to the operation of nature and in others to other causes; and about these things nobody would deliberate unless in ignorance of the facts. But with some things not only their existence or non-existence is possible, but also for human beings to deliberate about them; and these are all the things that it rests with us to do or not to do. Hence we do not deliberate about affairs in India, or about how to square the circle; for affairs in India do not rest with us, whereas the objects of choice and things practicable are among things resting with us, and squaring the circle is entirely impracticable (and thus it is clear that purposive choice is not simply opinion either). But purposive choice does not deal with all the practicable things resting with us either. Hence one might also raise the question, why is it exactly that, whereas doctors deliberate about things in their field of science, scholars do not? The reason is that since error occurs in two ways (for we err either in reasoning, or in perception when actually doing the thing), in medicine it is possible to err in both ways, but in grammar error only occurs in our perception and action, [1226b] [1] to investigate which would be an endless undertaking.
Since then purposive choice is not either opinion nor wish separately, nor yet both (for no one makes a deliberate choice suddenly, but men do suddenly think they ought to act and wish to act), therefore it arises as from both, for both of them are present with a person choosing. But how purposive choice arises out of opinion and wish must be considered. And indeed in a manner the actual term 'choice' makes this clear. 'Choice' is 'taking,' but not taking simply—it is taking one thing in preference to another; but this cannot be done without consideration and deliberation; hence purposive choice arises out of deliberative opinion.
Now nobody deliberates about his End—this everybody has fixed; but men deliberate about the means leading to their End—does this contribute to it, or does this ? or when a means has been decided on, how will that be procured? and this deliberation as to means we all pursue until we have carried the starting-point in the process of producing the End back to ourselves. If, then, nobody chooses without first preparing, and deliberating as to the comparative merits of the alternatives, and a man deliberates as to those among the means to the End capable of existing or not existing that are within our power, it is clear that purposive choice is deliberative appetition of things within one's power. For we deliberate about everything that we choose, although of course we do not choose everything that we deliberate about. I call appetition deliberative when its origin or cause is deliberation, [20] and when a man desires because of having deliberated. Therefore the faculty of purposive choice is not present in the other animals, nor in man at every age nor in every condition, for no more is the act of deliberation, nor yet the concept of cause: it is quite possible that many men may possess the faculty of forming an opinion whether to do or not to do a thing without also having the power of forming this opinion by process of reasoning. For the deliberative faculty is the spirit's power of contemplating a kind of cause—for one sort of cause is the final cause, as although cause means anything because of which a thing comes about, it is the object of a thing's existence or production that we specially designate as its cause: for instance, if a man walks in order to fetch things, fetching things is the cause of his walking. Consequently people who have no fixed aim are not given to deliberation. Hence inasmuch as if a man of his own accord and not through ignorance does or refrains from doing something resting with himself either to do or not to do, he acts or refrains from acting voluntarily, but yet we do many such things without deliberation or previous thought, it necessarily follows that, although all that has been purposively chosen is voluntary, 'voluntary' is not the same as 'chosen,' and, although all things done by purposive choice are voluntary, not all things voluntary are done by purposive choice. And at the same time it is clear from these considerations that the classification of offences made by legislators as in voluntary, voluntary and premeditated is a good one; [1227a] [1] for even if it is not precisely accurate, yet at all events it approximates to the truth in a way. But we will speak about this in our examination of justice.47 As to purposive choice, it is clear that it is not absolutely identical with wish nor with opinion, but is opinion plus appetition when these follow as a conclusion from deliberation.
But since one who deliberates always deliberates for the sake of some object, and a man deliberating always has some aim in view with reference to which he considers what is expedient, nobody deliberates about his End, but this is a starting-point or assumption, like the postulates in the theoretic sciences (we have spoken about this briefly at the beginning of this discourse, and in detail in Analytics48); whereas with all men deliberation whether technical or untechnical is about the means that lead to their End, e.g. when they deliberate about whether to go to war or not to go to war with a given person. And the question of means will depend rather on a prior question, that is, the question of object, for instance wealth or pleasure or something else of that kind which happens to be our object. For one who deliberates deliberates if he has considered, from the standpoint of the End, either what tends to enable him to bring the End to himself or how he can himself go to the End.49 And by nature the End is always a good and a thing about which men deliberate step by step [20] (for example a doctor may deliberate whether he shall give a drug, and a general where he shall pitch his camp) when their End is the good that is the absolute best; but in contravention of nature and by perversion not the good but the apparent good is the End. The reason is that there are some things that cannot be employed for something other than their natural objects, for instance sight—it is not possible to see a thing that is not visible, or to hear a thing that is not audible; but a science does enable us to do a thing that is not the object of the science. For health and disease are not the objects of the same science in the same way: health is its object in accordance with nature, and disease in contravention of nature. And similarly, by nature good is the object of wish, but evil is also its object in contravention of nature; by nature one wishes good, against nature and by perversion one even wishes evil.
But moreover with everything its corruption and perversion are not in any chance direction, but leads to the contrary and intermediate states. For it is not possible to go outside these, since even error does not lead to any chance thing, but, in the case of things that have contraries, to the contraries, and to those contraries that are contrary according to their science.50 It therefore necessarily follows that both error and purposive choice take place from the middle point to the contraries (the contraries of the middle being the more and the less).—And the cause is pleasure and pain; for things are so constituted that the pleasant appears to the spirit good and the more pleasant better, the painful bad and the more painful worse. [1227b] [1] So from these things also it is clear that goodness and badness have to do with pleasures and pains; for they occur in connection with the objects of purposive choice, and this has to do with good and bad and what appears to be good and bad, and pleasure and pain are by nature things of that kind.
It therefore follows that since moral goodness is itself a middle state and is entirely concerned with pleasures and pains, and badness consists in excess and defect and is concerned with the same things as goodness, moral goodness or virtue is a state of purposively choosing the mean in relation to ourselves in all those pleasant and painful things in regard to which according as a person feels pleasure or pain he is described as having some particular moral quality51(for a person is not said to have a particular moral character merely for being fond of sweets or savories).
These things having been settled, let us say whether goodness makes the purposive choice correct and the End right in the sense of making the agent choose for the sake of the proper End, or whether (as some hold) it makes the rational principle right. But what does this is self-control—for that saves the rational principle from being corrupted; and goodness and self-control are different. But we must speak about this later, since all who do hold that goodness makes the rational principle right think so on the ground that that is the nature of self-control and self-control is a praiseworthy thing. Having raised this preliminary question let us continue. [20] It is possible to have one's aim right but to be entirely wrong in one's means to the end aimed at; and it is possible for the aim to have been wrongly chosen but the means conducing to it to be right; and for neither to be right. But does goodness decide the aim52 or the means to it? Well, our position is that it decides the aim, because this is not a matter of logical inference or rational principle, but in fact this must be assumed as a starting-point. For a doctor does not consider whether his patient ought to be healthy or not, but whether he ought to take walking exercise or not, and the gymnastic trainer does not consider whether his pupil ought to be in good condition or not, but whether he ought to go in for wrestling or not; and similarly no other science either deliberates about its End. For as in the theoretic sciences the assumptions are first principles, so in the productive sciences the End is a starting-point and assumption: since it is required that so-and-so is to be in good health, if that is to be secured it is necessary for such-and-such a thing to be provided—just as in mathematics, if the angles of a triangle are together equal to two right angles, such and such a consequence necessarily follows. Therefore the End is the starting-point of the process of thought, but the conclusion of the process of thought is the starting-point of action. If, then, of all rightness either rational principle or goodness is the cause, if rational principle is not the cause of the rightness of the End, then the End (though not the means to the End) will be right owing to goodness. But the End is the object for which one acts; for every purposive choice is a choice of something and for some object. The End is therefore the object for which the thing chosen is the mean, of which End goodness is the cause53 by its act of choice—though the choice is not of the End but of the means adopted for the sake of the End. Therefore though it belongs to another faculty to hit on the things that must be done for the sake of the End, [1228a] [1] goodness is the cause of the End aimed at by choice being right. And owing to this it is by a man's purposive choice that we judge his character—that is, not by what he does but what he does it for. Similarly also badness causes purposive choice to be made from the opposite motives. If therefore, when a man has it in his power to do what is honorable and refrain from doing what is base, he does the opposite, it is clear that this man is not virtuous. Hence it necessarily follows that both badness and goodness are voluntary; for there is no necessity to do wicked things. For this reason badness is a blameworthy thing and goodness praiseworthy; for involuntary baseness and evil are not blamed nor involuntary good things praised, but voluntary ones are. Moreover we praise and blame all men with regard to their purpose rather than with regard to their actions (although activity is a more desirable thing than goodness), because men may do bad acts under compulsion, but no one is compelled to choose to do them. Moreover because it is not easy to see the quality of a man's purpose we are forced to judge his character from his actions; therefore activity is more desirable, but purpose more praiseworthy. And this not only follows from our assumptions but also is admitted by reason of observed facts.54
1 See note on Aristot. Eud. Eth. 1217b 23.
2 Cf. Aristot. Eud. Eth. 1218b 7-12.
3 A single happy day does not make one a happy (i.e. fortunate) man.
4 It is a mistake to say that youth (or maturity, or old age) is the happy time of life.
5 i.e. the part 'connected with nutrition and growth,' man's animal life, which is irrational absolutely, and not merely in the sense of not possessing reason but being capable of obedience to it.
6 Cf. Aristot. Eud. Eth. 1218a 37ff., Aristot. Eud. Eth. 1219b 8ff., 15ff.
7 Cf. Aristot. Eud. Eth. 1240b 25 n.
8 e.g. fever, which is caused by heat, is cured by cold (the contrary doctrine to homoeopathy, similia similibus curantur).
9 ἦθος derived from ἔθος by lengthening of ε to η: cf. Aristot. Nic. Eth. 2.3.4 This clause and the one following interrupt the construction of the sentence.
10 Perhaps a reference to Aristot. Nic. Eth. 1105b 20, inserted in the belief that the Eudemian Ethics is the later work.
11 This interpolation was made by an editor who derived ποιότης from ποιεῖν.
12 This place is filled in Aristot. Nic. Eth. 1108a 7 by ἀοργησία, Spiritlessness, lack of irascibility, and perhaps the Greek should be altered to that here.
13 In Aristot. Nic. Eth. 1108b 2ἐπιχαιρεκακία, Malice, rejoicing in another's misfortune.
14 Aristot. Nic. Eth. 4.7 shows that sincerity in asserting one's own merits is meant.
15 'Submission to evils' (Solomon): not in Nic. Eth.
16 The shameless and diffident are omitted here: see the table above.
17 Envy in 12 comes here in the schedule.
18 The prodigal and mean in 10 comes here in the schedule.
19 In Book 3.
20 τοιόνδε= μοχθηρόν
21 Cf. 1220b 7-20.
22 See 1218b 37 ff.
23 In respect of amount of exercise.
24 In respect of amount of food.
25 A probable alteration of the Greek gives 'is not ready to make up a quarrel.'
26 See 1249a 21 ff.
27 The writer proceeds to distinguish the strict sense ἀρχή, 'origin or cause of change' (which applies to man as capable of volition and action) from its secondary sense, 'cause or explanation of an unchanging state of things' (which applies to the 'first principles' of mathematics).
28 e.g. if ἀρχή A led to B and C, of which C was absurd, then C by refuting A would refute the other consequence B (Solomon).
29 Cf. Aristot. Anal. Post. 1.1
30 Quoted also Aristot. Met. 1015a 28 and Aristot. Rhet.1370a 10, and = Theognidea 472 (but that has χρῆμ᾽ ἀνιαρόν); probably by the elder Evenus of Paros, fl. 460 B.C. (Bowra, Cl. Rev. 48.2).
31 In the Mss. this sentence precedes the one before.
32 This sentence would come in better above, after 'acting in conformity with desire.'
33 Viz. that what is against desire is involuntary.
34 The natural philosopher of Ephesus, fl. c. 513 B.C. His sentence ended ὅ τι γὰρ ἂν χρῄζῃ γίνεσθαι, ψυχῆς ὠνεῖται, Iamblichus, Protrepticus, p. 140.
35 Or, altering the text, 'It was proved not that acting in accordance with one's wishes is the same thing as acting voluntarily, but rather that all one wishes is also voluntary although it is possible to act voluntarily without wishing—this is all that has been proved; but many things that we wish—'
36 Cf. Aristot. Eud. Eth. 1223a 23ff.
37 Or 'conduct.'
38 Or 'for in those of such acts which it rests with himself to do or not.'
39 i.e. in blind-man's-bluff, μυΐνδα or χαλκῆ μυῖα.
40 Pythagorean philosopher contemporary with Socrates.
41 Some words seem to have been lost here (ἀλλά suggests that they contained a negative).
42 The daughters of Pelias, King of Iolchus, cut him up and boiled him, having been told by Medea (who wanted Jason to leave his throne) that this would restore his youth.
43 Perhaps the Greek should be altered to give 'Let this be our decision.'
44 The term denotes not the deliberate choice of an object but the selection of means to attain an object: see 7.
45 Aristot. Eud. Eth. 1223a 16-19.
46 The Mss. give 'commensurable,' but there is no point in specifying an untrue opinion. Cf. Aristot. Nic. Eth. 1112a 22περὶ δὴ τῶν ἀϊδίων οὐδεὶς βουλεύεται, οἷον περὶ τοῦ κόσμου, ἢ τῆς διαμέτρου καὶ τῆς πλευρᾶς ὅτι ἀσύμμετροι (where Kb has σύμμετροι).
47 Not in Eud. Eth., but cf. Aristot. Nic. Eth. 1135a 16ff.
48 See Aristot. Eud. Eth. 1214b 6ff., and Aristot. Anal. Post. 72a 20 and context.
49 i.e. he works back in thought from his intended End to some means to its attainment that is already within his power.
50 This division of contraries is unusual: elsewhere (e.g. Aristot. Met. 1061a 18) Aristotle merely states that contraries are the objects of the same science.
51 The connection of pleasure and pain with virtue is here clearer than in Nic. Eth., and forms part of the definition (Stocks).
52 Or, altering the text, 'makes the aim right.'
53 Virtue by choosing the right means to achieve the End causes the End to be realized.
54 Or, emending the text, 'agrees with observation.'